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Study Protocol

Exploring the potential of cardiopulmonary exercise testing (CPET) for individualised pulmonary rehabilitation in people with interstitial lung disease (ILD): A systematic review protocol

[version 1; peer review: 1 approved, 1 approved with reservations]
PUBLISHED 17 Sep 2024
Author details Author details
OPEN PEER REVIEW
REVIEWER STATUS

Abstract

Background

This review aims to identify which cardiopulmonary exercise test (CPET) derived variables can be used to personalise pulmonary rehabilitation for people with interstitial lung diseases. A ‘one size fits all’ approach does not benefit every patient due to a multitude of unique characteristics, subsets and phenotypes. No condition specific personalised pulmonary rehabilitation guidelines exist in this area and exercise programme development is lacking. This leads to wide variation in the success within the literature and clinical practice.

Methods

MEDLINE, Embase, CINAHL, SPORTDiscus and the Cochrane Database of Systematic Reviews will be searched to identify studies that utilise CPET variables for PR development. Quality assessment is to be performed using the Critical Appraisal Skills Program (CASP) checklists for single cohort studies and randomised controlled studies.

Discussion

The primary outcomes found within the included studies for peak volume of oxygen consumption (VO2peak), work rate (WRpeak), oxygen consumption at anaerobic threshold (VO2-AT), heart rate and rate of perceived exertion (RPE) would help determine which variables are optimal for prescription success. Identification of reliable methods to personalise pulmonary rehabilitation for people with interstitial lung disease would enhance what is already known and potentially lead to best practice guideline development.

Registration

In accordance with the guidelines, this systematic review protocol was registered with the International Prospective Register of Systematic Reviews (PROSPERO) on 07 May 2024 (registration number CRD42024543174).

Plain Language Summary

Interstitial lung diseases (ILD) are a group of around 200 long-term lung conditions, which often lead to lung failure. Pulmonary Rehabilitation (PR) is a mix of exercise, advice and education that is used to support people with ILD (pwILD) to help maintain their lung function, general function, and quality of life.

However, a ‘one size fits all’ PR approach may not be best, due to the many challenges found for ILD as a condition. Therefore, using a gold-standard tool like Cardiopulmonary Exercise Testing (CPET) can help to assess these challenges; as we look to understand how the heart, lungs and muscle work during exercise for each pwILD and these outcomes would help support person-centred exercise selection.

The systematic review aims to discover which CPET outcomes can be used to tailor PR for people with ILD. A range of databases (MEDLINE, Embase, CINAHL, SPORTDiscus and the Cochrane Database of Systematic Reviews) will be searched to identify studies that meet this aim, and checklists (Critical Appraisal Skills Program, CASP) will then be used to rate the quality of the included studies.

No tailored PR guidelines are available for pwILD, which leads to many differences in the success of PR. We will review the current evidence, with the aim to see which CPET outcomes can be used for PR selection. The systematic review results would help to show if technically appropriate methods can be developed for tailored PR in pwILD and support the design of future studies that can guide PR practice.

Keywords

Exercise testing, exercise training, respiratory disease, review

Introduction

Rationale

Interstitial lung disease (ILD) is a heterogeneous group of approximately 200 chronic lung conditions, which are associated with lung parenchymal fibrosis and/or interstitial inflammation1. Consequently, respiratory failure is the primary cause of mortality in people with ILD2. According to 2017 figures, the median age-standardised incidence rates (ASIR) of ILD in United Kingdom (UK) men was 10.92 per 100,000, and 6.7 per 100,000 for UK women3. From the period between 2001 and 2017, the ASIR has risen by 21.27% for UK men and 25.39% for UK women3. In addition, the median age-standardised death rates indicated that ILD related mortality was 2.04 (IQR 1.13–2.71) per 100 000 population for men and 1.02 (0.68–1.37) per 100,000 population for women3. Unfortunately, ILD are chronic conditions that cannot be cured, therefore maintaining lung function, general function, and quality of life (QoL) of people with ILD (pwILD) is a key focus for patients and clinicians alike4.

A joint statement produced by the American Thoracic Society (ATS) and European Respiratory Society (ERS) recommends regular exercise training and pulmonary rehabilitation (PR) to enhance cardiorespiratory health5, whereby exercise is acknowledged as a planned, structured, and repetitive form of physical activity which is performed for the improvement or maintenance of physical fitness6. International guidelines highlight that exercise training is regarded as a cornerstone of PR5. However, individual patient responses to exercise training are highly variable and a ‘one size fits all’ training approach does not benefit every pwILD, thus placing the onus on to effective PR design.

Pulmonary rehabilitation is an intervention which is developed following comprehensive diagnostic evaluation by a multidisciplinary team; the aim is to utilise these assessment outcomes to establish a patient-centred therapeutic program which consists of exercise and patient education to support behaviour change, but also improve physical and mental health for people with chronic respiratory diseases6. Moreover, in support of PR, the British Thoracic Society (BTS) explicitly recommends that PR should be offered to symptomatic individuals with chronic respiratory disease, including pwILD7.

A 2021 Cochrane review of PR in pwILD has found “moderate-certainty” evidence associated with enhanced functional exercise capacity (measured by the six-minute walk test) and “low-certainty” evidence that suggests that PR in pwILD may improve maximum exercise capacity (WRpeak) and dyspnoea8. These benefits are postulated to be sustained in the longer term and there is also no evidence that adverse events were found in the pwILD8. Therefore, PR is not only useful for enhancing QoL in pwILD, but functional capacity as well.

Individual responses to training may be linked to pathophysiological impairments that occur across different ILD subgroups, and the extent and rate of such progression is highly variable8,9. Restrictions in exercise tolerance may be due to ventilation/perfusion (V/Q) mismatch, which occurs when either airflow or blood flow in the lungs is impaired and abnormal ventilatory mechanics can occur at different points for pwILD10. Therefore, pwILD may often require more ventilatory load and capacity to sustain exercise, whilst also attempting to combat muscle fatigue, commonly because of poor blood oxygenation11; this may lower ATP, increase lactate and cause a rise in VCO211. Gas exchange insufficiency, central haemodynamic impairment and muscle deconditioning are unique in pwILD, therefore a personalised approach to PR may provide enhanced outcomes by accounting for these differing mechanisms of exercise intolerance12.

The BTS Clinical Statement on pulmonary rehabilitation states that a validated exercise test should be conducted as a core component of PR programmes to inform individualised prescription7. Personalised exercise via CPET has been earmarked as the future of PR, whereby a comprehensive evaluation of pathophysiological systems serves to indicate a pwILD’s response to exercise, and therefore these values could support effective PR programming13. However no personalised PR guidelines have been developed specifically for pwILD at present11,14, despite them being available for other chronic respiratory diseases such as COPD12.

Recent evidence suggests that personalised, moderate-intensity continuous aerobic exercise (at 60% maximum heart rate; HRmax) and high-intensity interval training (at 80% HRmax) is beneficial in pwILD for improving WRpeak and dysponea15. Moreover, individualised exercise training can enhance antioxidant buffering capacity in people with idiopathic pulmonary fibrosis (IPF), which may corelate with enhanced muscle fatigue resilience16. This clearly demonstrates the functional and physiological value PR can have when using personalised approaches.

Training methods which are tailored to the cardiovascular, pulmonary, and peripheral muscle metabolic limitations of the individual patient are the cornerstone of personalised PR12. For such PR programmes to be effective, the implementation of the fundamental principles of exercise training (e.g. specificity, frequency, intensity, timing, type, overload, progression, adaptation, and reversibility) into clinical practice should be followed5, and it is these principles that can be personalised – however, how this is currently done in pwILD is not clear.

Traditionally, within ILD management, the six-minute walk test (6MWT) has been widely used as a functional outcome1719, because of ease of use and standardisation. However, the 6MWT cannot highlight the changes in physiological mechanisms which limit exercise tolerance, and safety issues such as ischemia or arrhythmias cannot be easily detected. In addition, the 6MWT outcome lacks the precision required for personalised PR development11.

In contrast to the 6WMT, cardiopulmonary exercise testing (CPET) is now the gold standard for the causal evaluation of exercise intolerance in patients with long term pulmonary conditions20. Several studies have demonstrated that CPET is a safe and valuable method for the comprehensive evaluation of cardiac, pulmonary and muscle function, whilst also recognising physiological factors limiting exercise such as dyspnoea21. Over the last decade, it has been evident that PR programmes are routinely utilising CPET as a more sophisticated, comprehensive, and definitive method to assess pre and post-intervention outcomes16,22,23. Evaluation of CPET outcomes such as VO2peak and heart rate can inform the tailoring of explicit, personalised exercises for the patient, which thresholds to utilise, and how to progress intensity and resistance4,23; adhering to principles of exercise training.

There is therefore a need to develop a valid, reliable, and consistent method for personalising PR based on CPET outcome measures. In clinical practice, several metrics could be used (e.g. VO2peak or heart rate), but it is unclear what metrics are currently used and how they are implemented. This systematic review will seek to address this, with the intention of developing a focus on the most appropriate cardiorespiratory mean variables and intensities for tailoring individualised PR for pwILD.

Objectives

This review aims to identify which cardiorespiratory variables, and intensities, derived from CPET can be used to personalise PR for pwILD. Where possible, these outcomes will be compared against a control. All quantitative study designs will be included. Only full-text, original articles will be included. All outcome measures will compare baseline assessment to that at the end of the exercise training period. In addition to any longer-term follow-up reported by the authors of the included studies.

Methods

Patient and Public Involvement

Pulmonary Rehabilitation was part of the top ten research priorities set out by the James Lind Alliance Priority Setting Partnership24; a steering group of patients, carers, and healthcare professionals. The current SR will work with the Exeter Patients in Collaboration for Pulmonary Fibrosis Research (EPIC PF) group to interpret and disseminate the results.

Eligibility criteria

The PRISMA-P has been used to guide this systematic review protocol24. Eligibility for inclusion in this review include the following elements of the PICOS framework (Table 1); conference abstracts will be excluded; articles which are not published in English, unless an English translation is available, will be excluded; there will be no restriction on publication date, or location.

Table 1. Inclusion and exclusion criteria.

SelectionInclusion criteriaExclusion criteria
Population(s)ILD patients of all ages, genders and disease
severities
Non-ILD patients
Intervention(s)Individualised pulmonary rehabilitation or exercise
programmes, which have been personalised using
CPET derived values.
Articles which only describe ‘physical activity’
interventions and not ‘exercise training’ or ‘pulmonary
rehabilitation’ will be excluded. Single bouts of
exercise would also not classify as exercise training in
this context.
ComparatorsControl where possible Not specified
OutcomesPeak volume of oxygen consumption (VO2peak);
Peak work rate (WRpeak); Volume of oxygen
consumption at anaerobic threshold (VO2-AT);
Heart Rate (BPM); Rate of perceived exertion (RPE)
Outcomes which do not relate to inclusion criteria.
Study designFull text studies only.
Published in English. No restriction on publication
date, or location.
Non-full text articles and conference abstracts will be
excluded. Articles which are not published in English,
unless an English translation is available, will be
excluded.
SettingAll settingsNil

Population

People of all ages, sexes and ethnic groups that have been diagnosed with any ILD subtype.

Intervention

Individualised pulmonary rehabilitation or exercise programmes, which have been personalised using CPET derived values. Articles that only describe ‘physical activity’ interventions, and not ‘exercise training’ or ‘pulmonary rehabilitation’, will be excluded. Single or acute bouts of exercise will not classify as exercise training.

Comparison

Outcomes of PR regimens against group baselines, and where possible, against control groups as well will be compared.

Outcomes

Outcomes will be derived from CPET values. It is anticipated this may include, but will not be limited to:

  • a) Peak volume of oxygen consumption (VO2peak), the gold-standard measure of cardiorespiratory fitness, expressed as mL.kg-1.min-1 or L.min-1;

  • b) Peak work rate (WRpeak), expressed in watts (W), the maximum achieved work rate during an incremental CPET;

  • c) Volume of oxygen consumption at anaerobic threshold (VO2-AT) expressed as mL.kg-1.min-1, L.min-1, or %VO2peak;

  • d) Heart Rate, expressed as the number of times the heart beats per minute (beats·min-1);

  • e) Rate of perceived exertion (RPE) that can be measured on a 0–10 RPE scale or a Borg 6–20 scale.

Study designs

All quantitative study designs will be included; for instance, RCT’s, single cohort studies and case studies. Only full-text, original articles will be included.

Information sources

Electronic searches will be conducted using Ovid® (Ovid Technologies Inc., New York, NY, USA), incorporating Ovid MEDLINE® (US National Library of Medicine, Bethesda, MD, USA), Ovid EmbaseTM (Elsevier Inc., Philadelphia, PA, USA), EBSCO databases CINAHL Ultimate and SPORTDiscus (EBSCO Information Services, MA, USA) plus CENTRAL and the Cochrane Library (John Wiley and Sons Ltd, Hoboken, NJ, USA) will all be searched up to January 2024.

Search strategy

The search strategy is available at OSFHOME: Exploring the potential of cardiopulmonary exercise testing (CPET) for individualised pulmonary rehabilitation in people with interstitial lung disease (ILD): A systematic review protocol: Search_Strategy.docx. Available at: https://doi.org/10.17605/OSF.IO/43N29.

Following completion of the Ovid MEDLINE® strategy, specific syntax and subject headings will be created for all Ovid, EBSCO and Cochrane database searches.

Study records

Data management

Independent data extraction will take place using data extraction forms developed for the study. Data to be extracted and included in the table of ‘overview of included studies’ will include author and year, purpose of study, setting, country, sample size, participant demographic and clinical diagnosis, treatment types, study design, primary outcome measures, losses and exclusion of participants. EndNote© 2025 (Clarivate, London, UK) will be utilised for reference storage.

Selection process

A screen of the initial search results will be performed by title and abstract for eligibility and inclusion. The search results will be checked by a single reviewer (BB), then an experienced second reviewer will perform a check of 10%, then a third reviewer (TBC) will check for differences and achieve a consensus through discussion with the reviewers.

Data collection process

Data will be collected by a single reviewer (BB) using a data extraction form. A random double data extraction (10%) check will then be performed by a second reviewer (TBC). Any differences will be highlighted by a third reviewer (TBC), then a discussion with the reviewers will be performed to achieve a consensus. Any missing data will be requested from the study authors, before removal from the review, if no reply is provided.

Data items

The PICOS inclusion and exclusion criteria (Table 1) will be used by (BB and TBC) to as a framework to collate and review all the full text articles which are potentially relevant for the review. If disagreement occurs between the reviewers, then a discussion with the third reviewer (TBC) will be conducted to reach consensus.

Outcomes and prioritization

Outcomes will be derived from CPET values. Potentially this may include:

Primary outcomes

  • Peak volume of oxygen consumption (VO2peak), the gold-standard measure of cardiorespiratory fitness, expressed as mL.kg-1.min-1 or L.min-1;

  • Peak work rate (WRpeak), expressed in watts (W), the maximum achieved work rate during an incremental CPET;

  • Volume of oxygen consumption at anaerobic threshold (VO2-AT) expressed as mL.kg-1.min-1, L.min-1, or %VO2peak;

  • Heart Rate, expressed as the number of times the heart beats per minute (b·min-1);

  • Rate of perceived exertion (RPE) that can be measured on a 0–10 RPE scale or a Borg 6–20 scale.

We anticipate that the main outcomes will be displayed in a summary of findings table using GRADEpro26.

Risk of bias in individual studies

Quality assessment of the included studies will be performed by two reviewers (BB; TBC) using the Critical Appraisal Skills Program (CASP) checklists for single cohort studies27 and randomised controlled studies28, thus accounting for the anticipated variances in study designs for this review. A third reviewer (TBC) would then confirm the results and lead the discussion towards consensus of the included studies. The CASP checklist items are to be marked “Y” (Yes) if well described, “N” (No) if inadequate, and unclear items with a “U” (Unclear).

Data

Synthesis

All analyses will be performed using Review Manager29.

  • a. Data pertaining to variables used to prescribe, and how, will be narratively discussed and analysed using frequency statistics.

  • b. Where possible, analyses of between groups to receive personalised PR against controls will be undertaken. If no mean change and standard deviation of change are reported, then a corresponding author data request will be made. If no data or response is gained, then results will be calculated using methods in the Cochrane Handbook30. The summary effect size is estimated by using mean difference (MD) with 95% CI for continuous outcomes.

  • Standardized mean differences (SMD) will be utilised instead, if different methods or scales are used for the outcome. Heterogeneity will be estimated from the MD and SMD via a χ2 test. In addition, the I2 test will also be utilised to add extra analysis. Signifficant heterogeneity will be reached at P<0.1 in the χ2 test and >50% in the I2 test. A random-effect or fixed-effect model will be selected to merge the outcomes.

Meta-bias(es)

Reporting bias would be explored by examining if the protocol was published prior to study participant recruitment. A Clinical Trial Register at the International Clinical Trials Registry Platform of the World Health Organisation screen would also be conducted. Selective outcome reporting bias would be evaluated by comparing the fixed effect estimate against the random effects model to examine the potential for sample bias. If this occurs, then a random effects estimate would be advantageous, when compared against a fixed effect estimate. Reporting bias could also be examined by funnel plots if ≥10 studies are identified.

Confidence in cumulative evidence

The GRADE tool31 would be used to assess the evidence for the primary outcome of CPET values. Analyses and presentation of the results would be stated in a 'Summary of findings' table, generated using GRADEpro GDT26 software.

Discussion

The current systematic review has been developed to explore how CPET-derived outcomes can help support individualised PR design for pwILD. At present, there are no systematic reviews that provide insights into how CPET values can be utilised for individualised exercise and PR programming in pwILD.

The most relevant databases have been selected specifically for this systematic review, and in addition, all study designs have been included, which although a strength of this systematic review, may add complexity when looking to interpret the results across the board. Thus, due to the potential variability in both the condition subgroups within ILD and how PR interventions may be designed, it is possible that separate analyses may be required.

Commonly used CPET variables will be collated from the included articles, following the comprehensive database searches. This strategy will help to indicate the most appropriate cardiorespiratory values to tailor individualised programmes for pwILD.

Our overall aim following this review is to develop a valid, reliable, and consistent method for personalising PR based on CPET outcome measures to address the current evidence gap. Several metrics may be used (e.g. VO2peak, heart rate), but it is unclear how and why they are utilised in clinical practice to achieve optimal outcomes for pwILD; therefore, this systematic review aims to fill this research gap.

Subject index terms

Interstitial Lung Diseases; Pulmonary Rehabilitation; Exercise; CPET; Treatment Outcomes; Training; Physiotherapy; Systematic Review.

List of abbreviations

CPET: Cardiopulmonary Exercise Testing

CPETt: Cardiopulmonary Exercise Testing, performed on a treadmill

ILD: Interstitial Lung disease

UK: United Kingdom

PR: Pulmonary Rehabilitation

VO2peak: Peak volume of oxygen consumption

WRpeak: Peak work rate

VO2-AT: Volume of oxygen consumption at anaerobic threshold

RER: Respiratory exchange ratio

VE: Minute ventilation

VE/VCO2 slope

AT: Anaerobic Threshold

HR: Heart Rate

RPE: Rating of perceived exertion

ATS: American Thoracic Society

ERS: European Respiratory Society

BTS: British Thoracic Society

pwILD: people with interstitial lung disease

CASP: Critical Appraisal Skills Program

GRADE: Grading of Recommendations, Assessment, Development, and Evaluations

HRR: Heart Rate Reserve

COPD: Chronic Obstructive Pulmonary Disease

HFA-PEFF: The Heart Failure Association (HFA)-PEFF score

6MWT: Six-minute walk test

6MWD: Six-minute walk distance

ICT: Incremental cycle test

RCT: Randomised controlled trial

Amendments

In the event of protocol amendments, the date of each amendment will be accompanied by a description of the change and the rationale.

Ethics approval and consent to participate

Not applicable

Consent for publication

Not applicable

Comments on this article Comments (1)

Version 2
VERSION 2 PUBLISHED 04 Jul 2025
Revised
Version 1
VERSION 1 PUBLISHED 17 Sep 2024
Discussion is closed on this version, please comment on the latest version above.
  • Author Response 17 Jul 2025
    Owen W Tomlinson, Clinical & Biomedical Sciences, University of Exeter, Exeter, UK
    17 Jul 2025
    Author Response
    Exploring the potential of cardiopulmonary exercise testing (CPET) for individualised pulmonary rehabilitation in people with interstitial lung disease (ILD): A systematic review protocol

    Reviewer #1: Acceptance

    Response: Thank ... Continue reading
  • Discussion is closed on this version, please comment on the latest version above.
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Bowhay B, Williams CA, Gibbons MA et al. Exploring the potential of cardiopulmonary exercise testing (CPET) for individualised pulmonary rehabilitation in people with interstitial lung disease (ILD): A systematic review protocol [version 1; peer review: 1 approved, 1 approved with reservations]. NIHR Open Res 2024, 4:51 (https://doi.org/10.3310/nihropenres.13706.1)
NOTE: If applicable, it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Current Reviewer Status: ?
Key to Reviewer Statuses VIEW
ApprovedThe paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approvedFundamental flaws in the paper seriously undermine the findings and conclusions
Version 1
VERSION 1
PUBLISHED 17 Sep 2024
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Reviewer Report 16 Dec 2024
Samantha Harrison, Teesside University,, Middlesbrough, UK 
Approved with Reservations
VIEWS 19
The manuscript reports a systematic review protocol to identify which variables derived from undertaking a CPET are best used to personalise exercise prescription in pulmonary rehabilitation.

Overall, this is a well presented manuscript and the proposed review ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Harrison S. Reviewer Report For: Exploring the potential of cardiopulmonary exercise testing (CPET) for individualised pulmonary rehabilitation in people with interstitial lung disease (ILD): A systematic review protocol [version 1; peer review: 1 approved, 1 approved with reservations]. NIHR Open Res 2024, 4:51 (https://doi.org/10.3310/nihropenres.14882.r33312)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.
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Reviewer Report 15 Oct 2024
Enya Daynes, NIHR Leicester Biomedical Research Centre- Respiratory, University Hospitals of Leicester NHS Trust (Ringgold ID: 4490), Leicester, England, UK;  University of Leicester Department of Respiratory Sciences (Ringgold ID: 574216), Leicester, England, UK 
Approved
VIEWS 16
Thomlinson and colleagues report a protocol for a systematic review to explore the potential for individualising Pulmonary Rehabilitation (PR) in those with Interstitial Lung Disease (ILD), or more specifically, individualizing the aerobic exercise component of PR. They make a strong ... Continue reading
CITE
CITE
HOW TO CITE THIS REPORT
Daynes E. Reviewer Report For: Exploring the potential of cardiopulmonary exercise testing (CPET) for individualised pulmonary rehabilitation in people with interstitial lung disease (ILD): A systematic review protocol [version 1; peer review: 1 approved, 1 approved with reservations]. NIHR Open Res 2024, 4:51 (https://doi.org/10.3310/nihropenres.14882.r32957)
NOTE: it is important to ensure the information in square brackets after the title is included in all citations of this article.

Comments on this article Comments (1)

Version 2
VERSION 2 PUBLISHED 04 Jul 2025
Revised
Version 1
VERSION 1 PUBLISHED 17 Sep 2024
Discussion is closed on this version, please comment on the latest version above.
  • Author Response 17 Jul 2025
    Owen W Tomlinson, Clinical & Biomedical Sciences, University of Exeter, Exeter, UK
    17 Jul 2025
    Author Response
    Exploring the potential of cardiopulmonary exercise testing (CPET) for individualised pulmonary rehabilitation in people with interstitial lung disease (ILD): A systematic review protocol

    Reviewer #1: Acceptance

    Response: Thank ... Continue reading
  • Discussion is closed on this version, please comment on the latest version above.
Alongside their report, reviewers assign a status to the article:
Approved - the paper is scientifically sound in its current form and only minor, if any, improvements are suggested
Approved with reservations - A number of small changes, sometimes more significant revisions are required to address specific details and improve the papers academic merit.
Not approved - fundamental flaws in the paper seriously undermine the findings and conclusions

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